The Complete
Broker-Dealer Solution.
White-label infrastructure, built-in compliance, and a growing network of BDs, RIAs, and family offices sharing deal flow — all in one platform. Launch in weeks, not months.
Why Now Is the Moment for Private Markets Infrastructure
Private markets are growing from $25T to $65T by 2032. The infrastructure to move that capital — and the broker-dealers who will power it — is being rebuilt right now.
Growing from $25T today. 147,000 private companies vs 19,000 public — private IS the market. The infrastructure to move this capital doesn't exist as a unified system yet.
$14T in retail investor inflows projected. Reg A+ expansion, the 401(k) executive order, and regulatory tailwinds are opening private markets to an entirely new class of capital.
Growing 6x from today. Liquidity is the missing layer. Capital Engine's ATS roadmap is the only full-stack solution combining primary issuance with secondary trading infrastructure.
Wall Street spent $2B+ validating this category. They bought pieces. Capital Engine® built the whole private markets system — primary, secondary, distribution, and infrastructure.
One System. The Entire Capital Formation Lifecycle.
From first dollar raised to secondary exit — we own the full stack. Six fully integrated modules covering every step of the deal lifecycle.
Capital Formation
Reg D, Reg A+, Reg CF, Reg S — primary issuances of every type including tokenized assets.
BD Execution
FINRA-approved broker-dealer. Syndication, placement, and deal closing with full regulatory oversight via Mallory Capital Group.
Compliance Stack
KYC/AML, accreditation, OFAC screening, e-signatures, escrow, and payments — fully automated and AI-driven end-to-end.
White-Label Platform
Other BDs, wealth managers, and fund managers plug directly into our infrastructure. Your brand, your domain — deployed in weeks.
Investor Management
Cap table, VDR, reporting, distributions — the complete post-close lifecycle managed in one place with real-time dashboards.
Secondary & Liquidity
Secondary trading pathways + ATS roadmap — the liquidity layer that private markets currently lack. The missing piece that unlocks network value.
Four Steps to a Live, Co-Syndicated Marketplace.
From onboarding to active deal flow — launch in weeks. No custom development, no custom compliance build. Pre-built integrations ready on day one.
Onboard & Configure
White-label your brand — your domain, your logo. Set regulatory parameters, configure deal types, and activate compliance. DocuSign, Plaid, Stripe, North Capital, and Trulioo are live on day one.
Launch Your Marketplace
Go live with a branded investor portal. Issuers list offerings; investors browse, diligence, and subscribe digitally. Automated KYC/AML, e-sign, and payment processing handle compliance end-to-end.
Connect to the Syndication Network
Plug into Capital Engine's co-syndication layer. Connect with BDs, RIAs, and family offices to manage syndication, co-marketing, and deal flow sharing across the ecosystem.
Share Deal Flow & Earn Revenue Share
Share deal flow and investment opportunities with the broader network. Earn revenue share on every co-syndicated deal. Every new BD partner that joins strengthens the network for everyone.
Everything a Modern BD Needs. Nothing It Doesn't.
Pre-built ecosystem integrations. AI-driven compliance. Deployed in weeks with no custom development.
White-Label Platform
Your brand, your domain. A fully branded BD marketplace for issuers, fund managers, and investors — deployed in weeks.
- Your domain & custom branding
- Configurable deal types
- No dev needed
Built-In Compliance
KYC/AML, accreditation, OFAC screening, FINRA/SEC audit trails — fully automated and AI-driven.
- KYC/AML & OFAC
- Accreditation checks
- AI-driven review
Deal Pipeline & CRM
End-to-end deal management from origination to close with real-time pipeline visibility.
- Pipeline CRM & VDR
- Milestone tracking
- Investor communication
Investor Onboarding
Digital subscription agreements, e-signatures, and payment processing via Stripe and North Capital.
- E-sign & digital subs
- Stripe & North Capital
- Automated status tracking
Reporting & Analytics
Real-time dashboards for AUM, deal performance, investor activity, and regulatory reporting.
- AUM dashboards
- Proprietary scoring
- Regulatory reports
Ecosystem Integrations
DocuSign, Plaid, Stripe, North Capital, Trulioo, HubSpot, and more — pre-built and API-driven.
- DocuSign & Plaid
- HubSpot CRM
- API-driven & scalable
Built for the Firms That Move Capital at Scale.
Three profiles. One platform. Whether you're a BD modernizing operations, a GP scaling a fund, or a family office seeking deal flow — Capital Engine was built for you.
Broker-Dealers & Placement Agents
BDs that want to modernize capital raising, digitize investor onboarding, and scale deal flow without adding headcount. Purpose-built for your workflows — white-label infrastructure, built-in compliance, and co-syndication revenue share from day one.
- White-label marketplace — your brand, your domain, your compliance settings
- Co-syndication network — share and receive deal flow across BDs, RIAs, and family offices
- Revenue share on every co-syndicated deal flowing through your distribution
- Digital subscriptions, automated KYC/AML, e-sign, and payment processing
- FINRA BD backing via Mallory Capital Group — $10B+ raised, 80 years combined experience
Fund Managers & GPs
Real estate, PE/VC, and alternative asset funds needing end-to-end fundraising infrastructure and LP management at scale.
- LP onboarding & capital call management
- Reg D 506(b)/(c) compliant fund marketing
- AUM dashboards & investor reporting
- Access to BD co-syndication distribution network
Investment Banks & Family Offices
Boutique banks and RIAs seeking compliant private placement infrastructure and curated deal flow access for HNW clients.
- Institutional investor access & deal flow
- Compliance documentation & audit trails
- Alternative asset portfolio tooling
- Co-syndication with Mallory Capital network
$750M Processed. Revenue Positive. Scaling.
The right question isn't "does this work?" — it's "how fast can it scale?"
Platform track record
Active on platform now
Near-term deal flow
SaaS → transaction model
FINRA-approved broker-dealer acquired — Mallory Capital Group, $10B+ historically raised, 80+ years combined experience
Regiment Securities strategic alliance — co-syndication live and active, first proof of the BD network in operation
USA REIT Markets launched — next-gen marketplace for Reg A+, tokenized assets, and secondary trading in real estate
DealWire AI partnership — proprietary deal flow scoring and investor analytics integrated into the platform ecosystem
Revenue transition underway — $600K ARR (SaaS) → $3M (2026) → $9M (2027) as platform shifts to 1–5% transaction fee model via Mallory Capital
Already Working at Scale.
Four active deployments across Reg A+, tokenization, broker-dealer infrastructure, and AI deal intelligence — proven across every major use case.
Regiment Securities — Strategic Alliance
Fully digitized deal execution with automated compliance. Regiment Securities operates as an active syndication and infrastructure partner — the first live proof of the co-syndication network in operation.
Accretiv USA — 1% Transaction Fee + SaaS
Streamlined capital formation for accredited and retail investors. Proves the transaction-fee revenue model — 1% embedded fee plus monthly SaaS generates recurring, predictable revenue at deal scale.
USA REIT Markets — Blockchain Trading
Next-generation real estate marketplace enabling retail access to tokenized real estate via Reg A+, 1031 exchange, and regulated secondary trading. COO Laura Pamatian leading operations.
DealWire — Proprietary Deal Flow Scoring
AI-driven private markets intelligence integrated into the Capital Engine ecosystem. Proprietary scoring and investor analytics give the network an information advantage on every raise and placement.
Regiment Securities Marketplace
A tech-enabled private investment marketplace powered by Capital Engine, providing accredited investors with VIP access to off-market deals across multiple asset classes.
Regiment Securities leverages Capital Engine's white-label marketplace technology to deliver a customized private capital platform. The result: a seamless digital experience connecting accredited investors with curated investment opportunities.
RegimentXpress includes robust investor onboarding, deal tracking, compliance management, and CRM integrations — automating processes and scaling the capital markets business without adding headcount.
Mallory Capital Group — $10B+ Raised Since 1995.
With over $10 billion raised and 80 years of combined experience, Mallory Capital Group is a leading private securities placement agent that raises institutional and private capital across a wide range of alternative strategies.
Leading Private Securities Placement Agent
- Founded in 1995 with a closed track record of dozens of successful raises
- Long-term client relationships, broad spectrum of investment strategies
- Senior team active in execution of each mandate
- Tailored solutions for challenging placements
Deep Commitment to Each Client
- Focus — Limited transaction volume, dedicated resources for each client's goals
- Independence — Sole focus on placement & advisory minimizes conflicts
- Senior Involvement — Active throughout origination, management & distribution
- Creativity — Inventive approaches driven by market knowledge & experience
Comprehensive Placement Process
- Early Stage Strategic Advice & Review of Partnership Terms
- Document Preparation & Marketing Materials Review
- Target Market Analysis & Pre-Marketing
- Investor Prospecting, Road Show Management, Due Diligence, Terms Negotiation
Broad Range of Investment Strategies
- Cronus Real Estate — $150M, opportunistic real estate, eastern U.S.
- DDJ Capital — $445M, distressed securities, middle market
- Evergreen Pacific — $275M, lower middle market buyouts
- Quantum Energy — $225M, upstream energy asset acquisition
- Tricon Capital — $345M, North American residential real estate
What Makes This Hard to Copy.
Distribution is the moat. Every partner that joins makes the network stronger for everyone — including you.
$0 Customer Acquisition Cost
We plug into existing BD and advisor distribution — no salesforce needed. Every new partner brings their clients, their deals, and their full network.
Spiderweb Network Effect
More Broker-Dealers → More Deals → More Investors → More Broker-Dealers. Visa/Mastercard dynamics applied to private capital markets. Each new node multiplies value for all.
FINRA Regulatory Moat
FINRA-approved broker-dealer (Mallory Capital — $10B+ raised, 80 years experience) is nearly impossible to replicate. Regulatory credibility built in from day one.
Only Full-Stack Solution
The only platform with primary issuance + secondary + broker-dealer + tokenization + compliance + white-label infrastructure in a single regulated system.
Co-Syndication Revenue Alignment
Revenue-sharing across every partner firm aligns incentives across the entire network. Every BD partner has a direct financial reason to bring more deals to the platform.
AI Deal Intelligence
Proprietary deal flow scoring and investor analytics via DealWire partnership — giving Capital Engine an unfair information advantage on deal selection and placement across the network.
Request A Demo or Setup a 15-Min Call.
Walkthrough tailored to your deal types, firm structure, and current workflow. Live demo of what's already running — no sales pitch, no obligation.
- White-label platform demo — see your brand on our infrastructure in a live walkthrough
- Co-syndication network access — how deal flow sharing and revenue share work in practice
- Compliance stack walkthrough — KYC/AML, accreditation, FINRA/SEC audit trail, all automated
- Direct conversation with the team — Bryan Smith (CEO), Erik Cooper (CRO) & Brian Chamberlain
- BD partnership overview deck — engagement tiers, revenue share structure, onboarding timeline
Operators. Not Theorists.
This team has raised, structured, and closed capital at institutional scale — before building any of this.
A wholly owned subsidiary. That track record is now the engine powering Capital Engine's regulatory credibility and distribution network.